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business · BBC
“The regulator is writing to more than 38,000 people whose names, addresses and telephone numbers are on the list.”
more than 38000
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finance · BBC
“The FSA believes UK investors lose hundreds of millions of pounds a year to boiler rooms, with the average loss per investor being put at £20,000.”
20000 GBP
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finance · City PM
“The FSA banned a senior proprietary trader at Morgan Stanley, and fined the bank £1.4m. The watchdog said Morgan Stanley failed to spot a $120m (£76m) mismarking made by Matthew Piper fast enough, wh…”
1.4 million pounds
120 million dollars
76 million pounds
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finance · City PM
“called for individuals caught insider dealing to face a £100,000 minimum fine.”
100000 GBP
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finance · City PM
“could land companies with fines of up to 20 per cent of their incomes from the products linked with the fine.”
at most 20 %
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finance · City PM
“an executive is charged £25,515 for failings in which customers of his firm were put at risk of financial losses on a product it sold them.”
25515 GBP
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finance · City PM
“The consultation ends on 21 October”
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finance · City PM
“the rules are likely to take effect from February 2010”
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finance · City PM
“the Financial Services Authority (FSA) has unveiled plans to treble penalties for serious breaches of its rules, and called for individuals caught insider dealing to face a £100,000 minimum fine.”
3 times
at least 100000 £
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finance · City PM
“Alliance & Leicester was recently fined £10m for failings on its payment-protection insurance, but that figure would have been closer to £30m under the new regime.”
10000000 £
about 30000000 £
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finance · City PM
“individuals carrying out FSA-regulated activities face fines of up to 40 per cent of their income for failing to properly enforce regulatory controls.”
less than or equal 40 %
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finance · City PM
“In a case study provided by the FSA, an executive is charged £25,515 for failings in which customers of his firm were put at risk of financial losses on a product it sold them.”
25515 £