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› People › Financial Services Authority (FSA)
Person · entity profile
Financial Services Authority (FSA)
7
source-backed facts
1 publication
Finance
finance · City AM
Individuals caught insider dealing will face a minimum fine of £100,000.
“£100,000 minimum fine”
100000 GBP
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finance · City AM
The most serious abuses could result in fines of up to 20% of a company's income from the linked products.
“20 per cent of their incomes from the products linked with the fine”
20 %
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Source ↗
finance · City AM
The fine would have been about £30 million under the new regime.
“£30m”
30 m GBP
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finance · City AM
Individuals carrying out FSA-regulated activities can face fines of up to 40% of their income for failing to enforce regulatory controls.
“40 per cent of their income”
40 %
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finance · City AM
An executive was charged £25,515 for failings that put customers at risk of financial losses.
“£25,515”
25515 GBP
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finance · City AM
The consultation ends on 21 October.
“21 October”
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finance · City AM
The new rules are likely to take effect from February 2010.
“February 2010”
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